Corporate Employment Attorney

As former brokers ourselves, we understand how important your reputation is, and we work to protect it as you serve your firm and clients, and as you move your book of business.

We have represented many brokers over the past twenty years in U5 defamation and expungement disputes, contract disputes, non-solicit/non-compete and corporate raiding and in cases involving racial, gender, age, and other forms of discrimination, protecting their records and their books of business as they seek better firms to work for, or as they make the leap to starting their own RIA.

You have six years from the date that incorrect and unfair information is placed on your U5, whether it is from a customer dispute or from your employer as you leave your firm for a better opportunity. Clean up your U5 and protect your business! We can help.