RIA Registration Services |Securities Practice|

RIA Registration Services

Don’t leave your firm’s registration up to chance by just hiring some compliance-in-a-box firm. Hire lawyers who know all the risks involved in launching and building your business to do it right. From initial formation and registration to periodic filings, we know can help you assess the risks and rewards to make your RIA a success.

The Attorneys at Securities Practice Group Provide Legal Counsel & Representation for RIA Formation and Registration.

|Securities Practice|

RIA Formation & Registration

You need to do it right the first time. Save time and money by hiring professionals who know what they’re doing. Read More »
|Securities Practice|

Succession Planning

Protect your reputation long after you have sold your firm. Read More »
|Securities Practice|

Service Provider Contracts

Even business decisions like outside vendors pose legal questions you need answered – quickly and decisively – so you can get back to running your firm. Read More »
|Securities Practice|

FINRA Member Broker Dealer Firms

Christopher H. Tovar has been on the defense side of investor claims since 2007 after spending several years representing investors. He has also helped numerous brokers defend themselves from investor claims and in disputes with their employers. Read More »

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Securities Practice Group

The Law Offices of Christopher H. Tovar, PLLC
3990 Chilson Road
Howell, MI 48843
(832) 370-3908

mjolnir |Securities Practice|

The Law Offices of Christopher H. Tovar, PLLC are headquartered in Southeast Michigan. Christopher H. Tovar is licensed in Michigan, Texas, Florida, New York, and Illinois and operates nationwide.*

* Michigan, Florida, Illinois, California, and New Jersey require bar membership to arbitrate FINRA cases in their jurisdictions. The Law Offices of Christopher H. Tovar, PLLC maintains relationships with attorneys in all 50 states and can arbitrate your case on a pro hac basis.

Tags:   RIA registration services RIA formation and registration of company RIA registered investment advisor

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