Taking a while to get your U5 expunged?
Brokers who worked for this bucket shop who got a ding on their U5 on their way out have been getting their U5s expunged some TWENTY YEARS after Continental was expelled in 2024. Nobody from this crappy firm ever shows up to defend it from defamation claims; even with the six-year eligibility rule, Claimants are getting expunged.
Did you work for this loser of a firm? While there are no guarantees, it may be worth it to you to give expungement a shot if you worked for Continental Broker-Dealer. Call the Law Offices of Christopher H. Tovar at (832) 370-3908 or email [email protected]. Send a copy of your U5 and tell us all about it.