Testimonials

Chris is highly knowledgeable on the details of FINRA U5 guidelines and presented accurate and decisive talking points to the arbitration panel. He put numerous attorneys of a large brokerage firm to task and approached the whole case on the standpoint of strength and facts. Very important to note, I rejected five attorneys to ultimately decide on Chris to handle my U5 case.

Chris was instrumental in getting my U5 expunged, demonstrating his exceptional skills as an attorney throughout the process. He took the time to clearly explain every step, offering recommendations that invariably proved correct. What sets Chris apart is his genuine commitment to his clients. Throughout my case, he consistently went above and beyond, sometimes reaching out just to check on my well-being. At trial, Chris fought tirelessly to ensure I was treated fairly and my case was presented effectively. He takes great pride in his work, and it shows in the results he achieves. What’s more, Chris has a remarkable ability to put his clients at ease. Even during this stressful process, he managed to make me laugh, which seemed unbelievable given the circumstances. Throughout the entire journey, he made sure I was okay. And sure enough, I am now. I have Chris to thank.