Service Provider Contract Agreement
Your relationships with outside vendors, money managers, marketers, and the like depend on a solid bond of trust. The only way to ensure that bond is to have a qualified attorney with a long background in the securities business review your contracts with these entities. Getting it right the first time means protecting your business down the road should the relationship have to end. You can only trust people in this business as far as you can throw them. And it’s no dwarf toss.
The Attorneys at Securities Practice Group Provide Legal Counsel & Representation for RIA Formation and Registration.
RIA Formation & Registration
Succession Planning
Service Provider Contracts
FINRA Member Broker Dealer Firms
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Securities Practice Group
The Law Offices of Christopher H. Tovar, PLLC are headquartered in Southeast Michigan. Christopher H. Tovar is licensed in Michigan, Texas, Florida, New York, and Illinois and operates nationwide.*
* Michigan, Florida, Illinois, California, and New Jersey require bar membership to arbitrate FINRA cases in their jurisdictions. The Law Offices of Christopher H. Tovar, PLLC maintains relationships with attorneys in all 50 states and can arbitrate your case on a pro hac basis.
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