RIA Registration Services
Don’t leave your firm’s registration up to chance by just hiring some compliance-in-a-box firm. Hire lawyers who know all the risks involved in launching and building your business to do it right. From initial formation and registration to periodic filings, we know can help you assess the risks and rewards to make your RIA a success.
The Attorneys at Securities Practice Group Provide Legal Counsel & Representation for RIA Formation and Registration.
RIA Formation & Registration
Succession Planning
Service Provider Contracts
FINRA Member Broker Dealer Firms
Are You Ready to Talk About Your Situation?
Contact the Attorneys at Law Offices of Christopher H. Tovar, PLLC.
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Securities Practice Group
The Law Offices of Christopher H. Tovar, PLLC are headquartered in Southeast Michigan. Christopher H. Tovar is licensed in Michigan, Texas, Florida, New York, and Illinois and operates nationwide.*
* Michigan, Florida, Illinois, California, and New Jersey require bar membership to arbitrate FINRA cases in their jurisdictions. The Law Offices of Christopher H. Tovar, PLLC maintains relationships with attorneys in all 50 states and can arbitrate your case on a pro hac basis.
Tags: RIA registration services RIA formation and registration of company RIA registered investment advisor