FINRA vs AAA Arbitration |Securities Practice|

FINRA vs AAA Arbitration

Depending on the terms of your contract, we can adjudicate your matter either before FINRA Dispute Resolution arbitration panels or those of the American Arbitration Association (AAA).

FINRA arbitrations are known to be much cheaper to conduct, with much lower administrative fees and other costs. Most FINRA arbitrators charge about $400 per session to hear case. AAA, on the other hand, has much higher administrative fees, often more than double FINRA’s, and AAA arbitrators can charge more than $400 per hour!

Consider also that most FINRA and AAA arbitrations take about a calendar year to complete. Some have taken several years, costing both parties.

We can give you solid advice on managing costs in either forum as you pursue your matter.

Our Law Firm Provides Legal Counsel & Representation for a Range of Securities & FINRA-Related Cases.

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FINRA Arbitration

Nearly all disputes in the securities industry are resolved through arbitration before FINRA panels. We have been involved in over 100 arbitrations since 2002. Read More »
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Investment Fraud

We have represented investors and brokers in disputes around the country, both in litigation and in regulatory inquiries. Read More »
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Complaints & Disputes

We have successfully resolved investor claims and disputes between brokers and their firms, whether the dispute is over investment losses or brokers moving their books of business. Read More »
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Contract Disputes

We help brokers review employment contracts with new employers or resolve issues related to their agreements with employers they want to leave. Read More »
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Settlement Negotiations & Mediation

We have been involved in dozens of mediations and settlement talks over the past two decades, helping brokers resolve conflicts that would otherwise have derailed their careers. Read More »
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FINRA vs. AAA

Along with FINRA arbitrations, we have also handled disputes before panels of the American Arbitration Association. We can help you navigate either forum. Read More »

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Securities Practice Group

The Law Offices of Christopher H. Tovar, PLLC
3990 Chilson Road
Howell, MI 48843
(832) 370-3908

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The Law Offices of Christopher H. Tovar, PLLC are headquartered in Southeast Michigan. Christopher H. Tovar is licensed in Michigan, Texas, Florida, New York, and Illinois and operates nationwide.*

* Michigan, Florida, Illinois, California, and New Jersey require bar membership to arbitrate FINRA cases in their jurisdictions. The Law Offices of Christopher H. Tovar, PLLC maintains relationships with attorneys in all 50 states and can arbitrate your case on a pro hac basis.

Tags:   FINRA vs AAA arbitration FINRA AAA explained FINRA AAA requirements

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